Robert Dee Etherington - 30 Sep 2024 Form 4 Insider Report for Clene Inc. (CLNN)

Role
Chief Executive Officer, Director
Signature
/s/ Jerry Miraglia POA
Issuer symbol
CLNN
Transactions as of
30 Sep 2024
Transactions value $
$48,750
Form type
4
Filing time
01 Oct 2024, 16:17:06 UTC
Previous filing
19 Aug 2024
Next filing
25 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CLNN Common Stock Purchase $47,500 +10,000 +33% $4.75 40,149 30 Sep 2024 Direct
holding CLNN Common Stock 636 30 Sep 2024 By LLC F1
holding CLNN Common Stock 1,250 30 Sep 2024 By trust F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CLNN Warrants (Right to buy) Award $1,250 +10,000 $0.125 10,000 30 Sep 2024 Common Stock 10,000 $4.82 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The securities are owned by RDE RX Ventures LLC. Mr. Etherington is the manager of RDE RX Ventures LLC. The shares owned by RDE RX Ventures LLC may also be deemed to be beneficially owned by Mr. Etherington.
F2 The securities are owned by the Etherington Revocable Trust. Mr. Etherington is the co-trustee of the Etherington Revocable Trust. The shares owned by the Etherington Revocable Trust may be deemed to be beneficially owned by Mr. Etherington.