James A. Hughes - Nov 14, 2024 Form 4 Insider Report for UNITY BANCORP INC /NJ/ (UNTY)

Role
President/CEO, Director
Signature
James A. Hughes, POA Amanda Roche, Finance Department Supervisor/VP
Stock symbol
UNTY
Transactions as of
Nov 14, 2024
Transactions value $
-$15,124
Form type
4
Date filed
11/15/2024, 04:01 PM
Previous filing
Nov 13, 2024
Next filing
Mar 7, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UNTY Common Stock Gift -$15.1K -330 -0.21% $45.83 154K Nov 14, 2024 Direct F1
holding UNTY Restricted Stock 45.8K Nov 14, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding UNTY Stock Options (Right to buy) 100K Nov 14, 2024 Common Stock Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 153,690 shares consisting of 126,226 shares held in an account at Shareworks, 6,085 shares held in an account at Computershare, 11,997 shares held in a brokerage account, and 9,382 shares are held in a 401K plan.
F2 45,00 shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 45,824.
F3 100,000 stock options were granted under various dates and vesting periods of which all are currently exercisable.

Remarks:

Total Beneficial Ownership: 299,514