Peter E. Maricondo - Dec 4, 2024 Form 4 Insider Report for UNITY BANCORP INC /NJ/ (UNTY)

Role
Director
Signature
Peter E. Maricondo, POA Amanda Roche, Finance Department Supervisor/VP
Stock symbol
UNTY
Transactions as of
Dec 4, 2024
Transactions value $
-$94,546
Form type
4
Date filed
12/5/2024, 08:46 AM
Previous filing
Jan 4, 2024
Next filing
Jan 28, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UNTY Common Stock Options Exercise $30.7K +2.8K +7.08% $10.97 42.3K Dec 4, 2024 Direct
transaction UNTY Common Stock Sale -$125K -2.8K -6.62% $44.74 39.5K Dec 4, 2024 Direct F1
holding UNTY Restricted Stock 5.25K Dec 4, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UNTY Stock Option (Right to Buy) Options Exercise $0 -2.8K -12.28% $0.00 20K Dec 4, 2024 Common Stock 2.8K $10.97 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 39,522 shares consisting of 37,393 shares held in an account at Shareworks, and 2,129 shares held in a brokerage account.
F2 5,250 shares are held in an account at Computershare, which have upcoming vesting dates.
F3 Vested 1,467 share(s) on 05-Jan-2017, 1,466 share(s) on 05-Jan-2018, 1,467 share(s) on 05-Jan-2019.
F4 20,000 stock options were granted under various dates and vesting periods of which all are currently exercisable.

Remarks:

Total Beneficial Ownership: 64,772