Wayne Courtright - Dec 4, 2024 Form 4 Insider Report for UNITY BANCORP INC /NJ/ (UNTY)

Role
Director
Signature
Wayne Courtright, POA Amanda Roche, Finance Department Supervisor/VP
Stock symbol
UNTY
Transactions as of
Dec 4, 2024
Transactions value $
$73,388
Form type
4
Date filed
12/5/2024, 04:06 PM
Previous filing
Jan 4, 2024
Next filing
Jan 28, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UNTY Common Stock Options Exercise $25.1K +1.6K +1.47% $15.70 110K Dec 4, 2024 Direct
transaction UNTY Common Stock Options Exercise $48.3K +4.4K +3.98% $10.97 115K Dec 4, 2024 Direct F1
holding UNTY Restricted Stock 5.25K Dec 4, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UNTY Stock Option (Right to Buy) Options Exercise $0 -1.6K -7.02% $0.00 21.2K Dec 4, 2024 Common Stock 1.6K $15.70 Direct F3
transaction UNTY Stock Option (Right to Buy) Options Exercise $0 -4.4K -20.75% $0.00 16.8K Dec 4, 2024 Common Stock 4.4K $10.97 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 114,821 shares consisting of 7,425 shares held in an account at Shareworks, 62,396 shares held in a brokerage account, and 45,000 shares held in a retirement account.
F2 5,250 shares are held in an account at Computershare, which have upcoming vesting dates.
F3 Vested 534 share(s) on 03-Jan-2018, 533 share(s) on 03-Jan-2019, 533 share(s) on 03-Jan-2020.
F4 Vested 1,467 share(s) on 05-Jan-2017, 1,466 share(s) on 05-Jan-2018, 1,467 share(s) on 05-Jan-2019.
F5 16,800 stock options were granted under various dates and vesting periods of which all are currently exercisable.

Remarks:

Total Beneficial Ownership: 136,871