Scott Bluestein - Jan 9, 2025 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Chief Executive Officer
Signature
/s/ Eileen Bagarella, Attorney-in-fact for Scott Bluestein
Stock symbol
HTGC
Transactions as of
Jan 9, 2025
Transactions value $
$3,970,186
Form type
4
Date filed
1/13/2025, 04:06 PM
Previous filing
Dec 9, 2024
Next filing
Jan 14, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Tax liability -$860K -43K -2.01% $19.98 2.1M Jan 9, 2025 Direct F1
transaction HTGC Common Stock Award $4.83M +242K +11.53% $19.98 2.34M Jan 9, 2025 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 9, 2025.
F2 Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-third vesting on the one year anniversary of the grant date followed by quarterly vesting over the following 24 months.