Christian Follmann - Jan 9, 2025 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Chief Operating Officer
Signature
/s /Eileen Bagarella, Attorney-in-Fact for Christian Follmann
Stock symbol
HTGC
Transactions as of
Jan 9, 2025
Transactions value $
$589,770
Form type
4
Date filed
1/13/2025, 04:07 PM
Previous filing
Dec 9, 2024
Next filing
Jan 14, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Tax liability -$85.2K -4.27K -4.53% $19.98 90K Jan 9, 2025 Direct F1, F2
transaction HTGC Common Stock Award $675K +33.8K +37.55% $19.98 124K Jan 9, 2025 Direct F3
holding HTGC Common Stock 350 Jan 9, 2025 By Spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 9, 2025.
F2 Includes 235 dividend reinvestment shares acquired on November 20, 2024.
F3 Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-third vesting on the one year anniversary of the grant date followed by quarterly vesting over the following 24 months.