Mark Brody - Jan 31, 2025 Form 4 Insider Report for UNITY BANCORP INC /NJ/ (UNTY)

Role
Director
Signature
Dr. Mark Brody, POA Amanda Roche, Finance Department Supervisor/VP
Stock symbol
UNTY
Transactions as of
Jan 31, 2025
Transactions value $
-$59,760
Form type
4
Date filed
2/3/2025, 05:17 PM
Previous filing
Jan 28, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UNTY Common Stock Options Exercise $17.6K +1.6K +2.23% $10.97 73.4K Jan 31, 2025 Direct
transaction UNTY Common Stock Sale -$77.3K -1.6K -2.18% $48.32 71.8K Jan 31, 2025 Direct F1
holding UNTY Common Stock 40.1K Jan 31, 2025 Financial Planning Analysts
holding UNTY Common Stock 247K Jan 31, 2025 Financial Planning Analysts Dispositive Shares F2
holding UNTY Restricted Stock 4.75K Jan 31, 2025 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UNTY Stock Option (Right to Buy) Options Exercise $0 -1.6K -8% $0.00 18.4K Jan 31, 2025 Common Stock 1.6K $10.97 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 A total of 71,802 shares are beneficially owned by Dr. Mark Brody; 33,592 are held jointly with his spouse, 13,436 are held at Fidelity, 24,654 are held in an account at Shareworks, and 120 are held in an account at Computershare.
F2 Shares held in a master account of Financial Planning Analysts over which Dr. Brody has no voting authority, but has dispositive power.
F3 4,750 shares are held in an account at Computershare, which have upcoming vesting dates.
F4 18,400 stock options were granted under various dates and vesting periods of which all are currently exercisable.

Remarks:

Total Beneficial Ownership: 382,519