Aaron Tucker - Mar 7, 2025 Form 4 Insider Report for UNITY BANCORP INC /NJ/ (UNTY)

Role
Director
Signature
Aaron Tucker, POA Amanda Roche, Finance Department Supervisor/VP
Stock symbol
UNTY
Transactions as of
Mar 7, 2025
Transactions value $
$48,268
Form type
4
Date filed
3/10/2025, 08:28 AM
Previous filing
Jan 28, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UNTY Common Stock Options Exercise $48.3K +4.4K +7.32% $10.97 64.5K Mar 7, 2025 Direct F1
holding UNTY Restricted Stock 4.75K Mar 7, 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UNTY Stock Option (Right to Buy) Options Exercise $0 -4.4K -19.38% $0.00 18.3K Mar 7, 2025 Common Stock 4.4K $10.97 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 64,523 shares consisting of 16,391 shares held in an account at Shareworks, 44,414 shares held in a brokerage account, and 3,718 shares held in an account at Computershare.
F2 4,750 shares are held in an account at Computershare, which have upcoming vesting dates.
F3 Vested 1,467 share(s) on 05-Jan-2017, 1,466 share(s) on 05-Jan-2018, 1,467 share(s) on 05-Jan-2019.
F4 18,300 stock options were granted under various dates and vesting periods of which all are currently exercisable.

Remarks:

Total Beneficial Ownership: 87,573