James A. Hughes - Apr 22, 2025 Form 4 Insider Report for UNITY BANCORP INC /NJ/ (UNTY)

Role
President/CEO, Director
Signature
James A. Hughes, POA Amanda Roche, Finance Department Supervisor/VP
Stock symbol
UNTY
Transactions as of
Apr 22, 2025
Transactions value $
$8,950
Form type
4
Date filed
4/24/2025, 09:14 AM
Previous filing
Mar 26, 2025
Next filing
Apr 28, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UNTY Common Stock Options Exercise $8.95K +1K +0.61% $8.95 165K Apr 22, 2025 Direct F1
holding UNTY Restricted Stock 43.8K Apr 22, 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UNTY Stock Option (Right to Buy) Options Exercise $0 -1K -1.01% $0.00 98K Apr 22, 2025 Common Stock 1K $8.95 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 165,222 shares consisting of 137,758 shares held in an account at Shareworks, 6,085 shares held in an account at Computershare, 11,997 shares held in street name, and 9,382 shares are held in a 401K plan.
F2 43,000 restricted shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 43,824.
F3 Vested 2,667 share(s) on 25-Feb-2017, 3,666 share(s) on 25-Feb-2018, 3,667 share(s) on 25-Feb-2019.
F4 98,000 stock options were granted under various dates and vesting periods of which all are currently exercisable.

Remarks:

Total Beneficial Ownership: 307,046