Thomas J. Fallon - 08 May 2025 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role: Director
Signature: /s/ Eileen Bagarella, Attorney-in-Fact for Thomas J. Fallon
Issuer symbol: HTGC
Transactions as of: 08 May 2025
Net transactions value: +$104,759
Form type: 4
Filing time: 09 May 2025, 16:20:48 UTC
Previous filing: 08 Aug 2024
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
Fallon Thomas J	Director	C/O HERCULES CAPITAL, INC., 1 NORTH B STREET, SUITE 2000, SAN MATEO	/s/ Eileen Bagarella, Attorney-in-Fact for Thomas J. Fallon	09 May 2025	0001399121

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HTGC	Common Stock	Purchase	$104,759	+5,976	+6.4%	$17.53	98,882	08 May 2025	By Trust	F1, F2, F3, F4
holding	HTGC	Common Stock						6,789	08 May 2025	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer.
F2	Average purchase price. Shares purchased at prices between $17.46 and $17.67.
F3	Includes 182, 170 and 154 dividend reinvestment shares acquired on August 20, 2024, November 20, 2024 and March 5, 2025 respectively.
F4	Held by the Fallon Family Revocable Trust