| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Follmann Christian | Chief Operating Officer | C/O HERCULES CAPITAL, INC., 1 NORTH B STREET, SUITE 2000, SAN MATEO | /s /Eileen Bagarella, Attorney-in-Fact for Christian Follmann | 2025-06-05 | 0001907321 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HTGC | Common Stock | Sale | -$7.04K | -395 | -0.33% | $17.83 | 121K | Jun 5, 2025 | Direct | |
| transaction | HTGC | Common Stock | Purchase | $7.04K | +395 | +0.33% | $17.83 | 121K | Jun 5, 2025 | Direct | F1 |
| holding | HTGC | Common Stock | 350 | Jun 5, 2025 | By Spouse |
| Id | Content |
|---|---|
| F1 | Includes 261 dividend reinvestment shares acquired on May 20, 2025. |