| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| KRISHNA ARVIND | Chairman, President & CEO, Director | IBM CORPORATION, ONE NEW ORCHARD ROAD, ARMONK | L. Mallardi on behalf of A. Krishna | 2025-06-09 | 0001629898 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | IBM | Common Stock | Options Exercise | $0 | +8.61K | +2.57% | $0.00 | 343K | Jun 8, 2025 | Direct | |
| transaction | IBM | Common Stock | Tax liability | -$1.16M | -4.3K | -1.25% | $268.85 | 339K | Jun 8, 2025 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | IBM | Rst. Stock Unit | Options Exercise | $0 | -8.61K | -100% | $0.00 | 0 | Jun 8, 2025 | Common Stock | 8.61K | $0.00 | Direct | F1, F2, F3 |
| Id | Content |
|---|---|
| F1 | On 06/08/21, the reporting person was granted 33,313 RSUs, 8,328 of which vested on 06/08/22, 8,328 of which vested on 06/08/23, 8,328 of which vested on 06/08/24, and 8,329 of which vested on 06/08/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. |
| F2 | These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. |
| F3 | Release of restricted stock units. |