DeAnne Aguirre - Jun 18, 2025 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Director
Signature
/s/ /Eileen Bagarella, Attorney-in-Fact for DeAnne Aguirre
Stock symbol
HTGC
Transactions as of
Jun 18, 2025
Transactions value $
$59,989
Form type
4
Date filed
6/20/2025, 04:30 PM
Previous filing
May 22, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Aguirre DeAnne Director C/O HERCULES CAPITAL, INC., 1 NORTH B STREET, SUITE 2000, SAN MATEO /s/ /Eileen Bagarella, Attorney-in-Fact for DeAnne Aguirre 2025-06-20 0001934428

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Award $60K +3.33K +43.28% $18.02 11K Jun 18, 2025 Direct F1
transaction HTGC Common Stock Disposed to Issuer $0 -6K -54.21% $0.00 5.07K Jun 18, 2025 Direct F2, F3
transaction HTGC Common Stock Award $0 +6K +49.25% $0.00 18.2K Jun 18, 2025 By Trust F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock issued as an automatic grant upon re-election to the board of directors pursuant to the 2018 Non-Employee Director Plan and subject to forfeiture restrictions. One-third vests on the anniversary of the grant over three years.
F2 Shares previously reported as directly owned are now being reported as indirectly owned.
F3 Includes 45 dividend reinvestment shares acquired on May 20, 2025.
F4 Held by the Aguirre Family 2004 Trust.