Frank Martell - 02 Jun 2022 Form 4 Insider Report for Compass, Inc. (COMP)

Role: Director
Signature: /s/ Bradley K. Serwin, as attorney-in-fact
Issuer symbol: COMP
Transactions as of: 02 Jun 2022
Transactions value $: $0
Form type: 4
Filing time: 06 Jun 2022, 16:15:59 UTC
Previous filing: 27 May 2022
Next filing: 08 Sep 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	COMP	Class A Common Stock	Options Exercise	$0	+12,393	+496%	$0.000000	14,894	03 Jun 2022	Direct	F1
holding	COMP	Class A Common Stock						30,000	02 Jun 2022	The Frank D. and Donna M. Martell Family Trust, Est. 8/17/20	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	COMP	Restricted Stock Unit (RSU)	Award	$0	+40,394		$0.000000	40,394	02 Jun 2022	Class A Common Stock	40,394		Direct	F1, F3
transaction	COMP	Restricted Stock Unit (RSU)	Award	$0	+11,601		$0.000000	11,601	02 Jun 2022	Class A Common Stock	11,601		Direct	F1, F4
transaction	COMP	Restricted Stock Unit (RSU)	Options Exercise	$0	-608	-100%	$0.000000^*	0	03 Jun 2022	Class A Common Stock	608		Direct	F1, F5
transaction	COMP	Restricted Stock Unit (RSU)	Options Exercise	$0	-1,420	-100%	$0.000000^*	0	03 Jun 2022	Class A Common Stock	1,420		Direct	F1, F6
transaction	COMP	Restricted Stock Unit (RSU)	Options Exercise	$0	-10,365	-100%	$0.000000^*	0	03 Jun 2022	Class A Common Stock	10,365		Direct	F1, F7

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2	As trustee, Mr. Martell has voting and investment power over the assets of the Frank D. and Donna M. Martell Family Trust, Est. 8/17/20
F3	The RSUs shall vest as to 100% on the earlier of (i) the date of the next annual meeting of the Issuer's stockholders and (ii) June 2, 2023. The RSU award was granted on June 2, 2022.
F4	The RSUs shall vest as to 25% of the total shares on each of August 1, 2022, November 1, 2022, February 1, 2023, and May 1, 2023; and if not fully vested, will vest in full on the date of the next annual meeting of the Issuer's stockholders. The RSU award was granted on June 2, 2022.
F5	The RSUs vest as to 100% of the total shares on May 1, 2022; and if not fully vested, shall vest in full on the date of the next annual meeting of the Issuer's stockholders, subject to the reporting person's provision of service to the Issuer through the applicable vesting date. The RSU award was granted on March 28, 2022.
F6	The RSUs vest as to 63.78% of the total shares on February 1, 2022 and 36.22% of the total shares on May 1, 2022; and if not fully vested, shall vest in full on the date of the next annual meeting of the Issuer's stockholders following the grant date and subject to the reporting person's provision of service to the Issuer through the applicable vesting date. The RSU award was granted on December 29, 2021.
F7	These RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Issuer's stockholders following the grant date and (ii) May 3, 2022. The RSU award was granted on December 29, 2021.