Gregory M. Hart - 03 Aug 2022 Form 4 Insider Report for Compass, Inc. (COMP)

Role
Chief Operating Officer
Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Issuer symbol
COMP
Transactions as of
03 Aug 2022
Transactions value $
-$27,012
Form type
4
Filing time
05 Aug 2022, 16:53:26 UTC
Previous filing
08 Jul 2022
Next filing
12 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise $0 +17,290 +5.3% $0 342,363 03 Aug 2022 Direct F1
transaction COMP Class A Common Stock Tax liability -$27,011 -6,804 -2% $3.97 335,559 03 Aug 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -17,290 -2.9% $0 570,430 03 Aug 2022 Class A Common Stock 17,290 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3 The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.