Frank Martell - 03 Jul 2024 Form 4 Insider Report for Compass, Inc. (COMP)

Role
Director
Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Issuer symbol
COMP
Transactions as of
03 Jul 2024
Transactions value $
$0
Form type
4
Filing time
05 Jul 2024, 16:37:49 UTC
Previous filing
18 Jun 2024
Next filing
23 Jul 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise $0 +58.7K +87.83% $0.00 126K 03 Jul 2024 Direct F1
holding COMP Class A Common Stock 30K 03 Jul 2024 The Frank D. and Donna M. Martell Family Trust, Est. 8/17/20 F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -58.7K -100% $0.00* 0 03 Jul 2024 Class A Common Stock 58.7K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 As trustee, Mr. Martell has voting and investment power over the assets of the Frank D. and Donna M. Martell Family Trust, Est. 8/17/20.
F3 These RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Company's stockholders and (ii) June 1, 2024.