Bradley K. Serwin - Mar 22, 2025 Form 4 Insider Report for Compass, Inc. (COMP)

Role
General Counsel and Secretary
Signature
/s/ Bradley K. Serwin
Stock symbol
COMP
Transactions as of
Mar 22, 2025
Transactions value $
$0
Form type
4
Date filed
3/25/2025, 05:14 PM
Previous filing
Mar 19, 2025
Next filing
Apr 4, 2025
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Performance Stock Unit (PSU) Award $0 +85.1K $0.00 85.1K Mar 22, 2025 Class A Common Stock 85.1K Direct F1, F2
transaction COMP Restricted Stock Unit (RSU) Award $0 +189K $0.00 189K Mar 24, 2025 Class A Common Stock 189K Direct F1, F3
transaction COMP Restricted Stock Unit (RSU) Award $0 +110K $0.00 110K Mar 24, 2025 Class A Common Stock 110K Direct F1, F4
transaction COMP Restricted Stock Unit (RSU) Award $0 +135K $0.00 135K Mar 24, 2025 Class A Common Stock 135K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU or PSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 The financial metrics of the PSUs were certified as being achieved on March 22, 2025 and the stock price condition requiring that the arithmetic average of the volume weighted average trading price of the Issuer's Class A Common Stock exceeds $8.8125 in any 30 trading-day window was also achieved and is expected to be certified. Once certified, the PSUs will vest as to 50% of the total shares on August 15, 2025 and the remaining 50% on August 15, 2027, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
F3 The RSUs vest as to 6.25% of the total shares on June 15, 2025 and 6.25% quarterly thereafter, with 100% of the total shares vested on March 15, 2029, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
F4 The RSUs vest as to 25% of the total shares on each of June 15, 2025, September 15, 2025, December 15, 2025 and March 15, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.