Scott R. Wahlers - Sep 4, 2025 Form 4 Insider Report for Compass, Inc. (COMP)

Role
CFO & CAO
Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Stock symbol
COMP
Transactions as of
Sep 4, 2025
Transactions value $
-$108,329
Form type
4
Date filed
9/5/2025, 04:29 PM
Previous filing
Aug 26, 2025
Next filing
Oct 6, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Wahlers Scott R. CFO & CAO C/O COMPASS, INC., 110 FIFTH AVENUE, 4TH FLOOR, NEW YORK /s/ Bradley K. Serwin, as attorney-in-fact 2025-09-05 0001847171

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise $0 +22.7K +6% $0.00 401K Sep 4, 2025 Direct F1
transaction COMP Class A Common Stock Tax liability -$108K -11.6K -2.89% $9.35 389K Sep 4, 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Performance Stock Unit (PSU) Options Exercise $0 -22.7K -50% $0.00 22.7K Sep 4, 2025 Class A Common Stock 22.7K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each PSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of PSUs.
F3 The financial metrics of the PSUs have been satisfied and they will vest as to 50% on August 15, 2025 and the remaining 50% on August 15, 2027, subject to the Reporting Person's provision of service to the Issuer on each vesting date.