Bradley K. Serwin - Nov 11, 2025 Form 4 Insider Report for Compass, Inc. (COMP)

Signature
/s/ Bradley K. Serwin
Stock symbol
COMP
Transactions as of
Nov 11, 2025
Transactions value $
-$16,715
Form type
4
Date filed
11/13/2025, 04:39 PM
Previous filing
Oct 6, 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Serwin Bradley K General Counsel C/O COMPASS, INC., 110 FIFTH AVENUE, 4TH FLOOR, NEW YORK /s/ Bradley K. Serwin 2025-11-13 0001314040

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Sale -$8.13K -903 -0.29% $9.00 315K Nov 11, 2025 Direct F1
transaction COMP Class A Common Stock Sale -$8.59K -904 -0.29% $9.50 315K Nov 12, 2025 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Automatic sales pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on May 12, 2025.