-
Signature
-
/s/ P. Blake Allen, Attorney-in-fact
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Issuer symbol
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SCHW
-
Transactions as of
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12 Jun 2024
-
Net transactions value
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-$187,364
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Form type
-
4
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Filing time
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14 Jun 2024, 19:07:44 UTC
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
SCHW |
Common Stock |
Options Exercise |
$424,936 |
+8,164 |
|
$52.05 |
0 |
12 Jun 2024 |
Direct |
F1 |
| transaction |
SCHW |
Common Stock |
Sale |
$612,300 |
-8,164 |
-6.3% |
$75.00 |
121,666 |
12 Jun 2024 |
by Trust |
F2 |
| holding |
SCHW |
Common Stock |
|
|
|
|
|
3,740 |
12 Jun 2024 |
by 401(k) |
F3 |
| holding |
SCHW |
Common Stock |
|
|
|
|
|
673 |
12 Jun 2024 |
by ESOP |
F3 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
SCHW |
Nonqualified Stock Option (right to buy) |
Options Exercise |
$0 |
-8,164 |
-16% |
$0.000000 |
44,251 |
12 Jun 2024 |
Common Stock |
8,164 |
$52.05 |
Direct |
F4 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: