Randal J. Kirk - Jun 3, 2021 Form 4 Insider Report for PRECIGEN, INC. (PGEN)

Role
Director, 10%+ Owner
Signature
/s/ Randal J. Kirk
Stock symbol
PGEN
Transactions as of
Jun 3, 2021
Transactions value $
$0
Form type
4
Date filed
6/7/2021, 04:10 PM
Next filing
Sep 24, 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PGEN Common Stock Other +355K +1.93% 18.7M Jun 3, 2021 by R.J. Kirk DOT F1, F3
transaction PGEN Common Stock Other +5.66K +1.19% 480K Jun 3, 2021 by JPK 2008 F1, F3
transaction PGEN Common Stock Other +56.6K +1.6% 3.6M Jun 3, 2021 by JPK 2009 F1, F3
transaction PGEN Common Stock Other +22.7K +1.43% 1.61M Jun 3, 2021 by JPK 2012 F1, F3
transaction PGEN Common Stock Other +3.4K +0.77% 447K Jun 3, 2021 by Kellie L. Banks LTT F1, F3
transaction PGEN Common Stock Other +5.66K +1.2% 479K Jun 3, 2021 by MGK 2008 F1, F3
transaction PGEN Common Stock Other +56.6K +1.5% 3.84M Jun 3, 2021 by MGK 2009 F1, F3
transaction PGEN Common Stock Other +22.7K +1.44% 1.59M Jun 3, 2021 by MGK 2011 F1, F3
transaction PGEN Common Stock Other +5.66K +1.01% 568K Jun 3, 2021 by ZSK 2008 F1, F3
transaction PGEN Common Stock Other +4.53K +1.34% 343K Jun 3, 2021 by ZSK 2009 F1, F3
transaction PGEN Common Stock Other +14.2K +1.45% 989K Jun 3, 2021 by Sr. Staff 2015 F1, F3
transaction PGEN Common Stock Other +14.2K +1.45% 989K Jun 3, 2021 by Staff 2015 F2, F3
holding PGEN Common Stock 1.59M Jun 3, 2021 by Staff 2010 F3
holding PGEN Common Stock 1.38M Jun 3, 2021 by Staff 2009 F3
holding PGEN Common Stock 2.98M Jun 3, 2021 by Sr. Staff 2008 F3
holding PGEN Common Stock 692K Jun 3, 2021 by Incentive 2009 F3
holding PGEN Common Stock 1.26M Jun 3, 2021 by Incentive 2010 F4
holding PGEN Common Stock 214K Jun 3, 2021 by ADC 2010 F4
holding PGEN Common Stock 14.1M Jun 3, 2021 by Kapital Joe F4
holding PGEN Common Stock 311K Jun 3, 2021 by Staff 2001 F4
holding PGEN Common Stock 58.8K Jun 3, 2021 by Sr. Staff F4
holding PGEN Common Stock 1.4K Jun 3, 2021 by Lotus F4
holding PGEN Common Stock 59.1K Jun 3, 2021 by Staff 2006 F4
holding PGEN Common Stock 118K Jun 3, 2021 by Sr. Staff 2006 F4
holding PGEN Common Stock 19.7K Jun 3, 2021 by Incentive 2006 F4
holding PGEN Common Stock 5M Jun 3, 2021 by Sr. Staff 2007 F4
holding PGEN Common Stock 2.5M Jun 3, 2021 by Staff 2007 F4
holding PGEN Common Stock 833K Jun 3, 2021 by Incentive 2007 F4
holding PGEN Common Stock 16.4M Jun 3, 2021 by Sunset 2020 F4
holding PGEN Common Stock 1.14M Jun 3, 2021 by Spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On June 3, 2021, the indicated number of shares were received as a distribution of issuer common stock from the Harvest Intrexon Enterprise Fund I LP.
F2 On June 3, 2021, the indicated number of shares were received as a distribution of issuer common stock from the Harvest Intrexon Enterprise Fund I (AI) LP.
F3 Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Staff 2010 LLC ("Staff 2010"), Third Security Staff 2009 LLC ("Staff 2009"), Third Security Senior Staff 2008 LLC ("Sr. Staff 2008"), and Third Security Incentive 2009 LLC ("Incentive 2009"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
F4 Randal J. Kirk controls each of Third Security Incentive 2010 LLC ("Incentive 2010"), ADC 2010, LLC ("ADC 2010"), Kapital Joe, LLC ("Kapital Joe"), Third Security Staff 2001 LLC ("Staff 2001"), Third Security Senior Staff LLC ("Sr. Staff"), Lotus Capital (2000) Company, Inc. ("Lotus"), Third Security Staff 2006 LLC ("Staff 2006"), Third Security Senior Staff 2006 LLC ("Sr. Staff 2006"), Third Security Incentive 2006 LLC ("Incentive 2006"), Third Security Senior Staff 2007 LLC ("Sr. Staff 2007"), Third Security Staff 2007 LLC ("Staff 2007"), Third Security Incentive 2007 LLC ("Incentive 2007"), and Sunset 2020 LLC ("Sunset 2020"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.