Patrick Y. Yang - 15 Jun 2021 Form 4 Insider Report for CODEXIS, INC. (CDXS)

Role
Director
Signature
/s/ Ross Taylor, Attorney-in-Fact for Patrick Y. Yang
Issuer symbol
CDXS
Transactions as of
15 Jun 2021
Transactions value $
-$406,186
Form type
4
Filing time
17 Jun 2021, 16:20:04 UTC
Next filing
14 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CDXS Common Stock Award $0 +4,796 +6.51% $0 78,512 15 Jun 2021 Direct F1
transaction CDXS Common Stock Sale -$406,186 -20,000 -25.47% $20.31* 58,512 16 Jun 2021 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restricted stock award vests as to all of the shares subject to the award on the earlier of the first anniversary of the date of grant or the next annual stockholder meeting, subject to the director's continued service to the Company on such vesting date.
F2 The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 3, 2021.
F3 The shares were sold in multiple transactions at per share prices ranging from $19.70 to $20.65. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.