MICHAEL L. DUCKER - 15 Jun 2021 Form 4 Insider Report for US XPRESS ENTERPRISES INC (USX)

Role
Director
Signature
/s/ Michael L. Ducker, by Heidi Hornung-Scherr, attorney-in-fact, pursuant to a POA previously filed with the SEC
Issuer symbol
USX
Transactions as of
15 Jun 2021
Transactions value $
$0
Form type
4
Filing time
17 Jun 2021, 17:24:46 UTC
Previous filing
28 May 2021
Next filing
16 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction USX Class A Common Stock Options Exercise $0 +4,451 +59.3% $0.000000 11,951 15 Jun 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction USX Restricted Stock Units Options Exercise $0 -4,451 -100% $0.000000* 0 15 Jun 2021 Class A Common Stock 4,451 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") convert into the issuer's Class A Common Stock on a one-for-one basis.
F2 The RSUs were granted on August 27, 2020 and scheduled to vest on June 15, 2021, subject to certain vesting and forfeiture provisions.