H. O. WOLTZ III - 11 Aug 2021 Form 4 Insider Report for INSTEEL INDUSTRIES INC (IIIN)

Role
Chairman, President and CEO, Director
Signature
James F. Petelle for H. O. Woltz III
Issuer symbol
IIIN
Transactions as of
11 Aug 2021
Net transactions value
-$266,625
Form type
4
Filing time
12 Aug 2021, 11:43:29 UTC
Next filing
16 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IIIN Common Stock Options Exercise $138,209 +7,657 +1.6% $18.05 495,896 11 Aug 2021 Direct
transaction IIIN Common Stock Options Exercise $37,817 +1,579 +0.32% $23.95 497,475 11 Aug 2021 Direct
transaction IIIN Common Stock Options Exercise $99,991 +4,175 +0.84% $23.95 501,650 11 Aug 2021 Direct
transaction IIIN Common Stock Options Exercise $430,514 +16,094 +3.2% $26.75 517,744 11 Aug 2021 Direct
transaction IIIN Common Stock Options Exercise $270,984 +12,563 +2.4% $21.57 530,307 11 Aug 2021 Direct
transaction IIIN Common Stock Options Exercise $140,598 +7,704 +1.5% $18.25 538,011 11 Aug 2021 Direct
transaction IIIN Common Stock Options Exercise $149,461 +6,766 +1.3% $22.09 544,777 11 Aug 2021 Direct
transaction IIIN Common Stock Tax liability $1,534,200 -35,955 -6.6% $42.67 508,822 11 Aug 2021 Direct
holding IIIN Common Stock - Restricted Stock Units 38,197 11 Aug 2021 Direct
holding IIIN Common Stock 113,328 11 Aug 2021 Co-trustee of Trusts created by Estate of Howard O. Woltz, Jr.
holding IIIN Common Stock 57,282 11 Aug 2021 Co-trustee of Woltz Foundation

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction IIIN Stock Option (Right to Buy) Options Exercise $0 -7,657 -100% $0.000000* 0 11 Aug 2021 Common Stock 7,657 $18.05 Direct F1
transaction IIIN Stock Option (Right to Buy) Options Exercise $0 -5,754 -100% $0.000000* 0 11 Aug 2021 Common Stock 5,754 $23.95 Direct F1
transaction IIIN Stock Option (Right to Buy) Options Exercise $0 -16,094 -100% $0.000000* 0 11 Aug 2021 Common Stock 16,094 $26.75 Direct F1
transaction IIIN Stock Option (Right to Buy) Options Exercise $0 -12,563 -67% $0.000000 6,281 11 Aug 2021 Common Stock 12,563 $21.57 Direct F1
transaction IIIN Stock Option (Right to Buy) Options Exercise $0 -7,704 -33% $0.000000 15,408 11 Aug 2021 Common Stock 7,704 $18.25 Direct F1
transaction IIIN Stock Option (Right to Buy) Options Exercise $0 -6,766 -33% $0.000000 13,532 11 Aug 2021 Common Stock 6,766 $22.09 Direct F1
holding IIIN Stock Option (Right to Buy) 16,949 11 Aug 2021 Common Stock 16,949 $19.86 Direct F1
holding IIIN Stock Option (Right to Buy) 10,534 11 Aug 2021 Common Stock 10,534 $41.85 Direct F1
holding IIIN Stock Option (Right to Buy) 8,643 11 Aug 2021 Common Stock 8,643 $34.49 Direct F1
holding IIIN Stock Option (Right to Buy) 14,340 11 Aug 2021 Common Stock 14,340 $29.69 Direct F1
holding IIIN Common Stock (Right to Buy) 10,981 11 Aug 2021 Common Stock 10,981 $37.06 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options vest 1/3 annually beginning one year from grant date.