Jeffery S. Bastian - 19 Aug 2021 Form 4 Insider Report for LSI INDUSTRIES INC (LYTS)

Role
Chief Accounting Officer
Signature
/s/ F. Mark Reuter as Attorney-in-Fact on behalf of Jeffery S. Bastian
Issuer symbol
LYTS
Transactions as of
19 Aug 2021
Transactions value $
-$8,026
Form type
4
Date filed
23 Aug 2021, 17:00
Previous filing
13 Aug 2021
Next filing
25 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LYTS Common Shares Tax liability -$8.03K -1.03K -4.44% $7.83 22K 19 Aug 2021 Direct
holding LYTS Common Shares 20.5K 19 Aug 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding LYTS Option to Buy 20K 19 Aug 2021 Common Shares 20K $4.94 Direct F2, F3
holding LYTS Option to Buy 27.6K 19 Aug 2021 Common Shares 27.6K $3.83 Direct F2, F3
holding LYTS Option to Buy 5K 19 Aug 2021 Common Shares 5K $9.15 Direct F2, F4
holding LYTS Option to Buy 11.3K 19 Aug 2021 Common Shares 11.3K $6.58 Direct F2, F4
holding LYTS Option to Buy 17K 19 Aug 2021 Common Shares 17K $7.20 Direct F2, F4
holding LYTS Option to Buy 20K 19 Aug 2021 Common Shares 20K $6.81 Direct F2, F4
holding LYTS Option to Buy 15K 19 Aug 2021 Common Shares 15K $9.39 Direct F2, F4
holding LYTS Option to Buy 10K 19 Aug 2021 Common Shares 10K $11.06 Direct F2, F4
holding LYTS Option to Buy 18K 19 Aug 2021 Common Shares 18K $5.92 Direct F2, F3
holding LYTS Option to Buy 13.1K 19 Aug 2021 Common Shares 13.1K $6.80 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
F2 These holdings have been previously reported on Form 4.
F3 The options vest ratably over a three year time period.
F4 The option vests at a rate of 25% per year beginning on the one year anniversary of the date of grant.