Keith Breinlinger - 14 Sep 2021 Form 4 Insider Report for Berkeley Lights, Inc. (BLI)

Role
Chief Technical Officer
Signature
/s/ Stuart L. Merkadeau, Attorney-in-fact for Keith Breinlinger
Issuer symbol
BLI
Transactions as of
14 Sep 2021
Transactions value $
$-122,694
Form type
4
Filing time
16 Sep 2021, 17:29:03 UTC
Previous filing
02 Sep 2021
Next filing
24 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BLI Common Stock Options Exercise $8,400 +4,000 +18.1% $2.10* 26,140 14 Sep 2021 Direct F1
transaction BLI Common Stock Options Exercise $2,040 +17,000 +65% $0.1200* 43,140 14 Sep 2021 Direct
transaction BLI Common Stock Sale $-95,622 -2,893 -6.71% $33.05* 40,247 14 Sep 2021 Direct F2, F3
transaction BLI Common Stock Sale $-37,512 -1,107 -2.75% $33.89* 39,140 14 Sep 2021 Direct F2, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BLI Stock Option (Right to Buy) Options Exercise $0 +4,000 +5.8% $0.000000 73,000 14 Sep 2021 Common Stock 4,000 $2.10 Direct F5
transaction BLI Stock Option (Right to Buy) Options Exercise $0 +17,000 +155% $0.000000 28,000 14 Sep 2021 Common Stock 17,000 $0.1200 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 414 shares purchased pursuant to the Berkeley Lights, Inc. (the "Company") employee stock purchase plan.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F3 The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $32.61 to $33.59. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $33.64 to $34.28. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 The stock option is partially vested and will vest with respect to the remainder of the shares in equal monthly installments until fully vested on November 2, 2021.
F6 The stock option is currently exerciseable.