NEIL J. HENNESSY - 18 Sep 2021 Form 4 Insider Report for HENNESSY ADVISORS INC (HNNA)

Role
CEO, Director, 10%+ Owner
Signature
/s/ Peter D. Fetzer, Attorney-in-Fact for Neil J. Hennessy
Issuer symbol
HNNA
Transactions as of
18 Sep 2021
Transactions value $
-$19,515
Form type
4
Filing time
21 Sep 2021, 17:40:56 UTC
Previous filing
14 Sep 2021
Next filing
01 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNNA Common Stock Tax liability -$19.5K -1.95K -0.09% $10.00 2.07M 18 Sep 2021 Direct F1
holding HNNA Common Stock 25.3K 18 Sep 2021 By spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld for payment of taxes incident to the vesting of restricted shares.