Gary S. Olson - Sep 30, 2021 Form 4 Insider Report for ESSA Bancorp, Inc. (ESSA)

Role
President and CEO, Director
Signature
/s/ Marc P. Levy, pursuant to power of attorney
Stock symbol
ESSA
Transactions as of
Sep 30, 2021
Transactions value $
-$29,880
Form type
4
Date filed
10/4/2021, 05:02 PM
Next filing
Oct 4, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESSA Common Stock Tax liability -$29.9K -1.81K -2.9% $16.49 60.6K Sep 30, 2021 Direct F2, F3, F4, F5
transaction ESSA Common Stock Award $0 +6.01K +9.91% $0.00 66.6K Oct 1, 2021 Direct F2, F3, F4, F5, F6
holding ESSA Common Stock 43.3K Sep 30, 2021 By IRA F1
holding ESSA Common Stock 130 Sep 30, 2021 By Spouse's IRA 1
holding ESSA Common Stock 136 Sep 30, 2021 By Spouse's IRA 2
holding ESSA Common Stock 12.5K Sep 30, 2021 By ESOP F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
F2 Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2018.
F3 Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2019.
F4 Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2020.
F5 Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2021.
F6 Shares of restricted stock vest at a rate of 25% per year commencing on September 30, 2022.