PATEL MUKESH - 14 Oct 2021 Form 4 Insider Report for SMART Global Holdings, Inc. (SGH)

Role
Director
Signature
/s/ Anne Kuykendall as attorney-in-fact for Mukesh Patel
Issuer symbol
SGH
Transactions as of
14 Oct 2021
Net transactions value
-$5,057,762
Form type
4
Filing time
18 Oct 2021, 19:55:51 UTC
Previous filing
28 Jul 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SGH Ordinary Shares Sale $2,598,310 -50,000 -32% $51.97 106,612 14 Oct 2021 Held through Invati Capital LLC F1
transaction SGH Ordinary Shares Sale $516,146 -9,557 -9% $54.01 97,055 14 Oct 2021 Held through Invati Capital LLC F2
transaction SGH Ordinary Shares Sale $559,285 -10,443 -11% $53.56 86,612 15 Oct 2021 Held through Invati Capital LLC F3
transaction SGH Ordinary Shares Sale $1,010,163 -19,773 -23% $51.09 66,839 18 Oct 2021 Held through Invati Capital LLC F4
transaction SGH Ordinary Shares Sale $373,858 -7,186 -11% $52.03 59,653 18 Oct 2021 Held through Invati Capital LLC F5
holding SGH Ordinary Shares 25,176 14 Oct 2021 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $51.85 to $52.48. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2 This transaction was executed in multiple trades at prices ranging from $54.00 to $54.11. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 This transaction was executed in multiple trades at prices ranging from $53.50 to $53.71. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4 This transaction was executed in multiple trades at prices ranging from $51.00 to $51.50. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5 This transaction was executed in multiple trades at prices ranging from $52.00 to $52.47. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6 Includes Restricted Stock Units.