SHAH AJAY - 20 Oct 2021 Form 4 Insider Report for SMART Global Holdings, Inc. (SGH)

Role
Director
Signature
/s/ Anne Kuykendall as attorney-in-fact for Ajay Shah
Issuer symbol
SGH
Transactions as of
20 Oct 2021
Net transactions value
-$170,363
Form type
4
Filing time
22 Oct 2021, 20:52:42 UTC
Previous filing
03 Aug 2021
Next filing
28 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SGH Ordinary Shares Tax liability $170,363 -3,280 -5.6% $51.94 54,908 20 Oct 2021 Direct F1
holding SGH Ordinary Shares 347,513 20 Oct 2021 See footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.
F2 These securities are held through trusts and other entities for the benefit of Mr. Shah and his family. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, that Mr. Shah is the beneficial owner of any equity securities in excess of his pecuniary interest, and Mr. Shah disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein, if any.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney