Bradford E. Ritchie - 16 Sep 2021 Form 4/A - Amendment Insider Report for SUMMIT FINANCIAL GROUP, INC. (SMMF)

Role
President, Subsidiary Bank
Signature
Teresa D. Ely, Lmtd. POA, Attorney-In-Fact
Issuer symbol
SMMF
Transactions as of
16 Sep 2021
Net transactions value
+$20,320
Form type
4/A - Amendment
Filing time
27 Oct 2021, 09:42:25 UTC
Date Of Original Report
17 Sep 2021
Previous filing
27 Oct 2021
Next filing
23 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMMF Common Stock Options Exercise $10,160 +4,000 +22% $2.54 21,781 16 Sep 2021 Direct F3
holding SMMF Common Stock 7,036 16 Sep 2021 by ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMMF Employee Stock Option (Right to Buy) Options Exercise $10,160 +4,000 $2.54 0 16 Sep 2021 Common Stock 4,000 $2.54 Direct F1, F2
holding SMMF Stock-Settled Stock Appreciation Rights 17,112 16 Sep 2021 Common Stock 17,112 $12.01 Direct F1
holding SMMF Stock-Settled Stock Appreciation Rights 5,452 16 Sep 2021 Common Stock 5,452 $26.01 Direct F1
holding SMMF Stock-Settled Stock Appreciation Rights 11,281 16 Sep 2021 Common Stock 11,281 $23.94 Direct F1
holding SMMF Stock-Settled Stock Appreciation Rights 19,033 16 Sep 2021 Common Stock 19,033 $21.85 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Option and/or SAR vests in 5 equal annual instamments with beginning date indicated.
F2 Option and/or SAR expires in 5 equal annual installments with the final date indicated.
F3 This amendment is to correct the acquired price from $24.09 to $2.54