Deborah J. Friedman - 09 Dec 2021 Form 4 Insider Report for Golden Minerals Co (AUMN)

Role
Director
Signature
Robert P. Vogels for Deborah Friedman Pursuant to Power of Attorney
Issuer symbol
AUMN
Transactions as of
09 Dec 2021
Net transactions value
$0
Form type
4
Filing time
13 Dec 2021, 14:45:46 UTC
Next filing
04 Mar 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AUMN Restricted Stock Units Award $0 +66,667 $0.000000 66,667 09 Dec 2021 Common Stock 66,667 Direct F1, F2
transaction AUMN Restricted Stock Units Award $0 +33,333 +50% $0.000000 100,000 09 Dec 2021 Common Stock 33,333 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents a contingent right to receive one share of Golden Minerals Company common stock. The Restricted Stock Units will immediately vest on the grant date.
F2 Shares of common stock represented by vested Restricted Stock Units will be issued to the reporting person effective on the date on which the reporting person ceases to be a member of the Board of Directors of Golden Minerals Company.
F3 Each Restricted Stock Unit represents a contingent right to receive one share of Golden Minerals Company common stock. The Restricted Stock Units will vest on the first to occur of (i) the company's 2022 annual shareholder meeting, and (ii) a Change of Control as defined in Golden Minerals Company's Amended and Restated 2009 Equity Incentive Plan.