Kevin C. Waterhouse - 09 Dec 2021 Form 4 Insider Report for Esquire Financial Holdings, Inc. (ESQ)

Role
Director
Signature
/s/ Eric S. Bader, pursuant to Power of Attorney
Issuer symbol
ESQ
Transactions as of
09 Dec 2021
Net transactions value
$0
Form type
4
Filing time
13 Dec 2021, 16:36:16 UTC
Previous filing
17 Mar 2022
Next filing
21 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ESQ Common Stock 76,000 09 Dec 2021 Direct F1
holding ESQ Common Stock 47,000 09 Dec 2021 As trustee for trusts
holding ESQ Common Stock 12,000 09 Dec 2021 As custodian for children

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESQ Stock Options Award $0 +1,750 $0.000000 1,750 09 Dec 2021 Common Stock 1,750 $31.04 Direct F2
holding ESQ Stock Options 2,500 09 Dec 2021 Common Stock 2,500 $12.50 Direct F3
holding ESQ Stock Options 1,500 09 Dec 2021 Common Stock 1,500 $19.25 Direct F3
holding ESQ Stock Options 2,000 09 Dec 2021 Common Stock 2,000 $24.90 Direct F3
holding ESQ Stock Options 2,000 09 Dec 2021 Common Stock 2,000 $20.85 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.
F2 Stock options vest in three equal annual installments commencing on December 9, 2022.
F3 Stock options are fully vested.
F4 Stock options vest in three equal annual installments commencing on December 16, 2021.