BARRY FISHMAN - 10 Jun 2021 Form 4 Insider Report for Akerna Corp. (KERN)

Role
Director
Signature
/s/ John Michael Fowle Jr. as attorney-in-fact for Barry Fishman
Issuer symbol
KERN
Transactions as of
10 Jun 2021
Net transactions value
$0
Form type
4
Filing time
11 Jan 2022, 09:59:20 UTC
Next filing
11 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KERN Common Shares Options Exercise +308 308 04 Aug 2021 Direct F1
transaction KERN Common Shares Options Exercise +2,338 +759% 2,646 21 Dec 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KERN Restricted Stock Units Award $0 +2,646 $0.000000 2,646 10 Jun 2021 Common Shares 2,646 Direct F1
transaction KERN Restricted Stock Units Options Exercise $0 -308 -12% $0.000000 2,338 04 Aug 2021 Common Shares 308 Direct F1
transaction KERN Restricted Stock Units Options Exercise $0 -2,338 -100% $0.000000* 0 21 Dec 2021 Common Shares 2,338 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock ("RSU"). The RSUs shall vest as follows: 308 on 6/30/2021; 1,169 on September 30, 2021; and 1,169 on December 31, 2021. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

Remarks:

Exhibit 24.1 Power of Attorney