Gregory S. Marcus - 25 Feb 2022 Form 4 Insider Report for MARCUS CORP (MCS)

Role
President and CEO
Signature
/s/ Steven R. Barth, Attorney-in-Fact for Gregory S. Marcus
Issuer symbol
MCS
Transactions as of
25 Feb 2022
Transactions value $
-$138,222
Form type
4
Filing time
01 Mar 2022, 19:18:05 UTC
Previous filing
24 Feb 2022
Next filing
10 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MCS Common Stock Tax liability -$138,221 -7,645 -4.77% $18.08 152,522 25 Feb 2022 Direct
holding MCS Common Stock 75 25 Feb 2022 As custodian F1
holding MCS Common Stock 7,209 25 Feb 2022 By 401(k) Plan F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding MCS Stock Option (right to buy) (granted 7/31/12) 52,000 25 Feb 2022 Common Stock 52,000 $13.12 Direct F2
holding MCS Stock Option (right to buy) (granted 7/30/13) 57,500 25 Feb 2022 Common Stock 57,500 $13.04 Direct F2
holding MCS Stock Option (right to buy) (granted 7/29/14) 49,500 25 Feb 2022 Common Stock 49,500 $18.34 Direct F2
holding MCS Stock Option (right to buy) (granted 7/28/15) 44,100 25 Feb 2022 Common Stock 44,100 $20.26 Direct F2
holding MCS Stock Option (right to buy) (granted 3/1/16) 28,500 25 Feb 2022 Common Stock 28,500 $18.68 Direct F2
holding MCS Stock Option (right to buy) (granted 2/28/17) 40,000 25 Feb 2022 Common Stock 40,000 $31.2 Direct F2
holding MCS Stock Option (right to buy) (granted 2/27/18) 75,000 25 Feb 2022 Common Stock 75,000 $27 Direct F3
holding MCS Stock Option (right to buy) (granted 2/26/19) 70,200 25 Feb 2022 Common Stock 70,200 $41.9 Direct F3
holding MCS Stock Option (right to buy) (granted 2/25/20) 121,000 25 Feb 2022 Common Stock 121,000 $28.88 Direct F3
holding MCS Stock Option (right to buy) (granted 5/8/20) 80,000 25 Feb 2022 Common Stock 80,000 $12.71 Direct F3
holding MCS Stock Option (right to buy)(granted 3/9/21) 137,300 25 Feb 2022 Common Stock 137,300 $21.84 Direct F3
holding MCS Class B Common Stock 191,056 25 Feb 2022 Common Stock 191,056 Direct F4, F5, F6
holding MCS Class B Common Stock 10,786 25 Feb 2022 Common Stock 10,786 As custodian F4, F5, F6, F7
holding MCS Class B Common Stock 8,388 25 Feb 2022 Common Stock 8,388 As trustee F4, F5, F6, F8
holding MCS Class B Common Stock 18,233 25 Feb 2022 Common Stock 18,233 By spouse F4, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Balance reflects the most current data available with regard to the reporting person's holdings in the 401(k) Plan.
F2 The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.
F3 The options originally granted vest and become exercisable as follows: 50% after 2nd anniversary of the date of grant; 75% after 3rd anniversary; and 100% after 4 years.
F4 This security is convertible into common stock on a 1-for-1 basis at no cost.
F5 This security is immediately exercisable.
F6 No expiration date.
F7 As sole custodian of the Alexandra Marcus U/WI/UTMA, the Michael Marcus U/WI/UTMA, and the Samantha Marcus U/WI/UTMA.
F8 As trustee of the Gabriella Marcus Trust, the Daniella Marcus Trust and the Jessica Marcus Trust.