Matthew Ryan Kane - 04 Aug 2021 Form 4/A - Amendment Insider Report for Akerna Corp. (KERN)

Role
Director
Signature
/s/ John Michael Fowle Jr. as attorney-in-fact for Matthew Ryan Kane
Issuer symbol
KERN
Transactions as of
04 Aug 2021
Transactions value $
$30,507
Form type
4/A - Amendment
Filing time
05 Apr 2022, 11:58:51 UTC
Date Of Original Report
13 Oct 2021
Previous filing
13 Oct 2021
Next filing
08 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KERN Common Shares Options Exercise $0 +2,628 +70% $0 6,396 04 Aug 2021 Direct
transaction KERN Common Shares Purchase $30,507 +11,299 +8.4% $2.7* 145,855 08 Oct 2021 Direct F1
holding KERN Common Shares 261,340 04 Aug 2021 Held by Seam Capital, LLC F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KERN Restricted Stock Units Options Exercise $0 -2,628 -50% $0 2,626 04 Aug 2021 Common Shares 2,628 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 128,160 common shares purchased by the reporting person on October 6, 2021, as reported on Form 4 filed with the Securities and Exchange Commission on October 8, 2021.
F2 Held by Seam Capital, LLC. The reporting person disclaims beneficial ownership in the shares of common stock except to the extent of his pecuniary interest therein.
F3 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
F4 The RSUs were granted on April 26, 2021 and vest as follows: 1/4 on date of grant; 1/4 on June 30, 2021; 1/4 on September 30, 2021; and 1/4 on December 31, 2021. Settlement of vested RSUs will occur as soon as administratively feasible following the applicate vesting date..