Patrick O. Zalupski - 01 Apr 2022 Form 4 Insider Report for Dream Finders Homes, Inc. (DFH)

Role
President and CEO, Director, 10%+ Owner
Signature
/s/ Robert E. Riva by Power of Attorney
Issuer symbol
DFH
Transactions as of
01 Apr 2022
Transactions value $
$0
Form type
4
Filing time
05 Apr 2022, 19:10:54 UTC
Previous filing
29 Oct 2021
Next filing
10 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DFH Class A common stock, par value $0.01 per share Award $0 +106K +1181.09% $0.00 115K 01 Apr 2022 Direct F1, F5
holding DFH Class B common stock, par value $0.01 per share 59.3M 01 Apr 2022 Direct F2
holding DFH Class B common stock, par value $0.01 per share 809K 01 Apr 2022 By trust F2, F3
holding DFH Class B common stock, par value $0.01 per share 596K 01 Apr 2022 See footnote F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock will vest in three equal annual installments beginning on April 1, 2022 and each anniversary thereof.
F2 Each share of Class B Common Stock is convertible at the option of the reporting person into one share of Class A Common Stock of Dream Finders Homes, Inc. and has no expiration date.
F3 Shares contributed to trust established for the benefit of the reporting person's children.
F4 Shares held by POZ Holdings, Inc., which is controlled by the reporting person.
F5 Includes 8,990 shares held in a 401(k) account.