David R. McCullough - Feb 9, 2021 Form 4/A - Amendment Insider Report for Akerna Corp. (KERN)

Role: Chief Technology Officer
Signature: /s/ John Michael Fowle Jr. as attorney-in-fact for David R. McCullough
Stock symbol: KERN
Transactions as of: Feb 9, 2021
Transactions value $: -$4,665
Form type: 4/A - Amendment
Date filed: 4/8/2022, 02:55 PM
Date Of Original Report: Mar 4, 2021
Previous filing: Apr 8, 2022
Next filing: Apr 8, 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	KERN	Common Shares	Options Exercise		+2K	+4.83%		43.4K	Feb 9, 2021	Direct	F1
transaction	KERN	Common Shares	Tax liability	-$4.66K	-684	-1.58%	$6.82^*	42.7K	Feb 9, 2021	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	KERN	Restricted Stock Units	Options Exercise	$0	-2K	-25%	$0.00	6K	Sep 4, 2020	Common Shares	2K		Direct	F1, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock.
F2	Represents shares withheld for tax purposes on settlement of RSUs.
F3	The RSUs were granted on October 17, 2019, and vest as follows: 2,000 on July 1, 2020; 2,000 on July 1, 2021; 2,000 on July 1, 2022; and 2,000 on July 1, 2023. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.