Matthew Ryan Kane - Apr 25, 2022 Form 4 Insider Report for Akerna Corp. (KERN)

Role
Director
Signature
/s/ John Michael Fowle Jr. as attorney-in-fact for Matthew Ryan Kane
Stock symbol
KERN
Transactions as of
Apr 25, 2022
Transactions value $
$0
Form type
4
Date filed
4/27/2022, 04:19 PM
Previous filing
Jan 31, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KERN Common Shares Options Exercise +3.49K +1% 352K Apr 25, 2022 Direct F2
holding KERN Common Shares 261K Apr 25, 2022 Held by Seam Capital, LLC F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KERN Restricted Stock Units Options Exercise $0 -3.49K -25% $0.00 10.5K Apr 25, 2022 Common Shares 3.49K Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held by Seam Capital, LLC. The reporting person disclaims beneficial ownership in the shares of common stock except to the extent of his pecuniary interest.
F2 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs were awarded on January 25, 2022 and vest as follows: 3,486 on March 31, 2022; 3,486 on June 30, 2022; 3,486 on September 30, 2022; and 3,486 on December 31, 2022. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.