Rosemary Mazanet - 29 Apr 2022 Form 4 Insider Report for Columbia Care Inc. (CBSTF)

Role
Chief Scientific Officer
Signature
/s/ David Sirolly as attorney-in-fact for Rosemary Mazanet
Issuer symbol
CBSTF
Transactions as of
29 Apr 2022
Transactions value $
-$147,397
Form type
4
Date filed
03 May 2022, 16:35
Previous filing
14 Apr 2022
Next filing
17 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CBSTF Common Shares Options Exercise +18.2K +1.51% 1.22M 29 Apr 2022 Direct F1
transaction CBSTF Common Shares Options Exercise +42K +3.43% 1.27M 29 Apr 2022 Direct F1
transaction CBSTF Common Shares Options Exercise +54.8K +4.32% 1.32M 29 Apr 2022 Direct F1
transaction CBSTF Common Shares Options Exercise +19K +1.44% 1.34M 29 Apr 2022 Direct F1
transaction CBSTF Common Shares Tax liability -$147K -53.6K -4% $2.75 1.29M 29 Apr 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CBSTF Restricted Stock Units Options Exercise $0 -18.2K -25% $0.00 54.5K 29 Apr 2022 Common Shares 18.2K Direct F1, F3
transaction CBSTF Restricted Stock Units Options Exercise $0 -42K -100% $0.00* 0 29 Apr 2022 Common Shares 42K Direct F1, F4
transaction CBSTF Restricted Stock Units Options Exercise $0 -54.8K -33.33% $0.00 110K 29 Apr 2022 Common Shares 54.8K Direct F1, F5
transaction CBSTF Restricted Stock Units Options Exercise $0 -19K -50% $0.00 19K 29 Apr 2022 Common Shares 19K Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
F2 Converted from Canadian withholding price of C$3.50 using an exchange rate of C$1.2734 = US$1.00.
F3 72,684 RSUs were granted on March 23, 2021, and vest as follows: 1/4 annually beginning March 23, 2022. Settlement of vested RSUs will occur within 60 days of the applicable vesting date.
F4 168,094 RSUs were granted on September 28, 2018, and vest as follows: 1/4 annually beginning March 31, 2019. Settlement of vested RSUs will occur within 60 days of the applicable vesting date.
F5 219,102 RSUs were granted March 31, 2020, and vest as follows: 1/4 annually beginning March 31, 2021. Settlement of vested RSUs will occur within 60 days of the applicable vesting date.
F6 76,127 RSUs were granted on September 28, 2019, and vest as follows: 1/4 annually beginning April 29, 2020. Settlement of vested RSUs will occur within 60 days of the applicable vesting date.