Michael J. Coulter - 04 May 2022 Form 4 Insider Report for Orange County Bancorp, Inc. /DE/ (OBT)

Role
EVP and CLO
Signature
/s/ Jennifer Staub, pursuant to power of attorney
Issuer symbol
OBT
Transactions as of
04 May 2022
Transactions value $
$45,005
Form type
4
Filing time
01 Jul 2022, 13:46:25 UTC
Previous filing
17 Feb 2022
Next filing
23 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OBT Common Stock Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities $50K +1.27K $39.45 1.27K 04 May 2022 By 401(k) F5
transaction OBT Common Stock Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities $15K +404 +31.86% $37.11 1.67K 09 May 2022 By 401(k) F5, F6
transaction OBT Common Stock Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities -$20K -527 -31.52% $37.97 1.15K 29 Jun 2022 By 401(k) F5, F6
holding OBT Common Stock 7.42K 04 May 2022 Direct F1, F2, F3, F4
holding OBT Common Stock 2.5K 04 May 2022 By IRA
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares of restricted stock which vest at a rate of 1/3 per year on February 21, 2021, February 15, 2022 and February 15, 2023.
F2 Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 15, 2022.
F3 Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022.
F4 Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023.
F5 Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
F6 These transactions were matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended. Mr. Coulter has paid the Issuer the full amount of profit realized in connection with the short-swing transaction of $347.62.