Gregory S. Marcus - 18 Jul 2022 Form 4/A - Amendment Insider Report for MARCUS CORP (MCS)

Role
President and CEO
Signature
/s/ Steven R. Barth, Attorney-in-Fact for Gregory S. Marcus
Issuer symbol
MCS
Transactions as of
18 Jul 2022
Transactions value $
-$37,425
Form type
4/A - Amendment
Filing time
21 Jul 2022, 13:00:06 UTC
Date Of Original Report
20 Jul 2022
Previous filing
10 Mar 2023
Next filing
22 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MCS Common Stock Options Exercise $682,240 +52,000 +34% $13.12 204,522 18 Jul 2022 Direct F1
transaction MCS Common Stock Tax liability -$719,665 -46,430 -23% $15.5 158,092 18 Jul 2022 Direct F2
holding MCS Common Stock 75 18 Jul 2022 As custodian F3
holding MCS Common Stock 7,209 18 Jul 2022 By 401(k) Plan F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MCS Stock Option (right to buy)(granted 7/31/12) Options Exercise $0 -52,000 -100% $0* 0 18 Jul 2022 Common Stock 52,000 $13.12 Direct F5
holding MCS Stock Option (right to buy) (granted 7/30/13) 57,500 18 Jul 2022 Common Stock 57,500 $13.04 Direct F5
holding MCS Stock Option (right to buy) (granted 7/29/14) 49,500 18 Jul 2022 Common Stock 49,500 $18.34 Direct F5
holding MCS Stock Option (right to buy) (granted 7/28/15) 44,100 18 Jul 2022 Common Stock 44,100 $20.26 Direct F5
holding MCS Stock Option (right to buy) (granted 3/1/16) 28,500 18 Jul 2022 Common Stock 28,500 $18.68 Direct F5
holding MCS Stock Option (right to buy) (granted 2/28/17) 40,000 18 Jul 2022 Common Stock 40,000 $31.2 Direct F5
holding MCS Stock Option (right to buy) (granted 2/27/18) 75,000 18 Jul 2022 Common Stock 75,000 $27 Direct F6
holding MCS Stock Option (right to buy) (granted 2/26/19) 70,200 18 Jul 2022 Common Stock 70,200 $41.9 Direct F6
holding MCS Stock Option (right to buy) (granted 2/25/20) 121,000 18 Jul 2022 Common Stock 121,000 $28.88 Direct F6
holding MCS Stock Option (right to buy) (granted 5/8/20) 80,000 18 Jul 2022 Common Stock 80,000 $12.71 Direct F6
holding MCS Stock Option (right to buy)(granted 3/9/21) 137,300 18 Jul 2022 Common Stock 137,300 $21.84 Direct F6
holding MCS Class B Common Stock 191,056 18 Jul 2022 Common Stock 191,056 Direct F7, F8, F9
holding MCS Class B Common Stock 10,786 18 Jul 2022 Common Stock 10,786 As custodian F7, F8, F9, F10
holding MCS Class B Common Stock 8,388 18 Jul 2022 Common Stock 8,388 As trustee F7, F8, F9, F11
holding MCS Class B Common Stock 18,233 18 Jul 2022 Common Stock 18,233 By spouse F7, F8, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This amendment is being filed to re-state the Form 4 filing made on July 20, 2022 in its entirety.
F2 Represents a net exercise of outstanding options. The reporting person received 5,570 shares of common stock on net exercise of option to purchase 52,000 shares of common stock. The Company withheld 46,430 shares of common stock underlying the option for payment of the exercise price and tax withholdings, using the closing stock price on July 18, 2022 of $15.50, pursuant to the terms of The Marcus Corporation 2004 Equity and Incentive Awards Plan.
F3 As sole custodian of the Alexandra Marcus U/WI/UTMA.
F4 Balance reflects the most current data available with regard to the reporting person's holdings in the 401(k) Plan.
F5 The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.
F6 The options originally granted vest and become exercisable as follows: 50% after 2nd anniversary of the date of grant; 75% after 3rd anniversary; and 100% after 4 years.
F7 This security is convertible into common stock on a 1-for-1 basis at no cost.
F8 This security is immediately exercisable.
F9 No expiration date.
F10 As sole custodian of the Alexandra Marcus U/WI/UTMA, the Michael Marcus U/WI/UTMA, and the Samantha Marcus U/WI/UTMA.
F11 As trustee of the Gabriella Marcus Trust, the Daniella Marcus Trust and the Jessica Marcus Trust.