PENNY HERSCHER - 03 Oct 2022 Form 4 Insider Report for SMART Global Holdings, Inc. (SGH)

Role
Director
Signature
/s/ Anne Kuykendall as attorney-in-fact for Penny Herscher
Issuer symbol
SGH
Transactions as of
03 Oct 2022
Net transactions value
-$34,733
Form type
4
Filing time
05 Oct 2022, 20:37:52 UTC
Previous filing
29 Sep 2022
Next filing
16 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SGH Ordinary Shares Sale $34,733 -2,156 -28% $16.11 5,484 03 Oct 2022 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person.
F2 This amount includes 2,248 shares of a restricted stock unit award scheduled to vest on January 31, 2023.
F3 On February 1, 2022, the Issuer paid a share dividend of one (1) ordinary share for every one (1) ordinary share owned to shareholders of record as of January 25, 2022. The numbers in this Form 4 have been adjusted for the share dividend, which was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder.