Scott Sozio - Oct 21, 2022 Form 4 Insider Report for Akerna Corp. (KERN)

Role
Head of CD, Director
Signature
/s/ Scott Sozio
Stock symbol
KERN
Transactions as of
Oct 21, 2022
Transactions value $
$0
Form type
4
Date filed
12/2/2022, 11:14 AM
Previous filing
Feb 14, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KERN Common Shares Options Exercise +125 +0.94% 13.4K Oct 21, 2022 Direct F1, F2
transaction KERN Common Shares Options Exercise +1.15K +8.62% 14.5K Oct 21, 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KERN Restricted Stock Units Options Exercise $0 -1.15K -33.33% $0.00 2.3K Oct 21, 2022 Common Shares 1.15K Direct F1, F2, F3
transaction KERN Restricted Stock Units Options Exercise $0 -125 -33.33% $0.00 250 Oct 21, 2022 Common Shares 125 Direct F1, F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022.
F2 Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F3 The restricted stock units ("RSUs") were granted on September 1, 2020, and vest as follows: 1/4 on July 1, 2021; 1/4 on July 1, 2022; 1/4 on July 1, 2023; and 1/4 on July 1, 2024. Settlement of the RSUs will occur as soon as administratively feasible following the applicable vesting dates.
F4 The RSUs were granted on September 4, 2020, and vest as follows: one-fourth on July 1, 2021; one-fourth on July 1, 2022; one-fourth on July 1, 2023; and one-fourth on July 1, 2024. Settlement of the vested RSUs will occur as soon as administratively feasible following the applicable vesting date.