Braden M. Leonard - 02 Dec 2022 Form 4 Insider Report for ASTROTECH Corp (ASTC)

Role
10%+ Owner
Signature
Braden Michael Leonard
Issuer symbol
ASTC
Transactions as of
02 Dec 2022
Net transactions value
+$65,599
Form type
4
Filing time
02 Dec 2022, 17:38:33 UTC
Previous filing
30 Nov 2022
Next filing
21 Dec 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASTC Common Stock Purchase $65,599 +190,971 +3% $0.3435 6,612,311 02 Dec 2022 Holding of BML Investment Partners, L.P.(1) F1, F2
holding ASTC Common Stock 350,000 02 Dec 2022 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1. BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
F2 The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions between $0.3349 and $0.35. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.