Eric S. Bader - Dec 19, 2022 Form 4 Insider Report for Esquire Financial Holdings, Inc. (ESQ)

Role
EVP, COO and Corp Sec
Signature
/s/ Eric S. Bader
Stock symbol
ESQ
Transactions as of
Dec 19, 2022
Transactions value $
$0
Form type
4
Date filed
12/21/2022, 02:31 PM
Previous filing
Dec 13, 2022
Next filing
Jan 31, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESQ Common Stock Award $0 +12.5K +14.55% $0.00 98.4K Dec 19, 2022 Direct F1, F2, F3, F4, F5, F6
holding ESQ Common Stock 2K Dec 19, 2022 By IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ESQ Stock Options 6.55K Dec 19, 2022 Common Stock 6.55K $12.50 Direct F7
holding ESQ Stock Options 17.8K Dec 19, 2022 Common Stock 17.8K $12.50 Direct F7
holding ESQ Stock Options 29.1K Dec 19, 2022 Common Stock 29.1K $12.50 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of restricted stock vest in three equal annual installments commencing on December 19, 2026.
F2 Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022.
F3 Includes shares of restricted stock which vest in three equal annual installments commencing on December 10, 2022.
F4 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.
F5 Includes shares of restricted stock which vest in three equal annual installments commencing on December 16, 2024.
F6 Includes shares of restricted stock which vest in three equal annual installments commencing on December 9, 2025.
F7 Stock options are fully vested.