Vicki A. Hollub - 15 Feb 2023 Form 4 Insider Report for OCCIDENTAL PETROLEUM CORP /DE/ (OXY)

Role
President and CEO, Director
Signature
/s/ Brittany A. Smith, Attorney-in-Fact for Vicki A. Hollub
Issuer symbol
OXY
Transactions as of
15 Feb 2023
Transactions value $
-$5,033,521
Form type
4
Filing time
17 Feb 2023, 17:34:17 UTC
Previous filing
04 Jan 2023
Next filing
02 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OXY Common Stock Award $0 +73K +15.63% $0.00 540K 15 Feb 2023 Direct F1
transaction OXY Common Stock Award $0 +126K +23.36% $0.00 666K 15 Feb 2023 Direct F1
transaction OXY Common Stock Tax liability -$4.78M -76.1K -11.41% $62.90 590K 15 Feb 2023 Direct F2
holding OXY Common Stock 23.8K 15 Feb 2023 By OPC Savings Plan F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OXY Warrants (Right to buy) Award $0 +7.48K +18.38% $0.00 48.2K 15 Feb 2023 Common Stock 7.48K $22.00 Direct F4
transaction OXY Warrants (Right to buy) Award $0 +7.89K +16.37% $0.00 56.1K 15 Feb 2023 Common Stock 7.89K $22.00 Direct F4
transaction OXY Warrants (Right to buy) Tax liability -$249K -6.05K -10.79% $41.19 50K 15 Feb 2023 Common Stock 6.05K $22.00 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock received upon the vesting of a performance stock unit award granted under the Issuer's 2015 Long-Term Incentive Plan.
F2 Represents shares of common stock withheld to satisfy tax withholding obligations.
F3 Based on a plan statement dated February 15, 2023.
F4 Represents?warrants?received?upon?the?vesting?of?a?performance?stock?unit?award?granted?under?the?Issuer's?2015?Long-Term?Incentive?Plan. The warrants were issued in connection with an anti-dilution adjustment to certain of the Issuer's outstanding long-term incentive awards and were subject to forfeiture if the performance conditions underlying the award were not met.
F5 Represents?warrants?withheld?to?satisfy?tax?withholding?obligations.