Robert Frenzel - 21 Feb 2023 Form 4 Insider Report for XCEL ENERGY INC (XEL)

Role
Chairman, President and CEO, Director
Signature
Kristin L. Westlund, Attorney in Fact for Robert Frenzel
Issuer symbol
XEL
Transactions as of
21 Feb 2023
Transactions value $
-$1,495,882
Form type
4
Filing time
23 Feb 2023, 16:15:02 UTC
Previous filing
05 Jan 2023
Next filing
13 Sep 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XEL Common Stock Award $0 +37.1K +37.37% $0.00 136K 21 Feb 2023 Direct F1
transaction XEL Common Stock Options Exercise +7.63K +5.6% 144K 21 Feb 2023 Direct F2
transaction XEL Common Stock Tax liability -$1.5M -22K -15.28% $68.01 122K 21 Feb 2023 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction XEL Restricted Stock Units Options Exercise $0 -7.63K -100% $0.00* 0 21 Feb 2023 Common Stock 7.63K Direct F2, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the settlement of performance share unit awards for the 2020-2022 performance period.
F2 Restricted stock units are settled in common stock on a one-for-one basis.
F3 Represents the withholding of shares to satisfy tax obligations upon the settlement of the 2020-2022 performance share unit awards and restricted stock unit awards. Fractional share interests were settled in cash.
F4 Number of units shown reflects the reinvestment of dividend equivalents since the original grants of (a) 5,451 units granted on January 2, 2020 and (b) 1,599 units granted on March 31, 2020.
F5 Award vested on December 31, 2022 but was settled in shares of common stock on February 23, 2023.