Selig Zises - Feb 27, 2023 Form 4 Insider Report for Esquire Financial Holdings, Inc. (ESQ)

Role
Director
Signature
/s/ Eric S. Bader, pursuant to Power of Attorney
Stock symbol
ESQ
Transactions as of
Feb 27, 2023
Transactions value $
-$137,402
Form type
4
Date filed
2/28/2023, 10:43 AM
Previous filing
Dec 21, 2022
Next filing
May 22, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESQ Common Stock Sale -$31.9K -700 -0.88% $45.57 78.8K Feb 27, 2023 By profit sharing plan
transaction ESQ Common Stock Sale -$36.5K -800 -1.02% $45.67 78K Feb 27, 2023 By profit sharing plan
transaction ESQ Common Stock Sale -$69K -1.5K -1.92% $45.98 76.5K Feb 27, 2023 By profit sharing plan
holding ESQ Common Stock 185K Feb 27, 2023 Direct F1, F2, F3, F4
holding ESQ Common Stock 25.5K Feb 27, 2023 As trustee for trust
holding ESQ Common Stock 12.6K Feb 27, 2023 By L.P.

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ESQ Stock Options 1.5K Feb 27, 2023 Common Stock 1.5K $19.25 Direct F5
holding ESQ Stock Options 1.5K Feb 27, 2023 Common Stock 1.5K $24.90 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.
F2 Includes shares of restricted stock which vest in three equal annual installments commencing on December 16, 2024.
F3 Includes shares of restricted stock which vest in three equal annual installments commencing on December 9, 2025.
F4 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2026.
F5 Stock options are fully vested.