Gregory S. Marcus - 01 Mar 2023 Form 4 Insider Report for MARCUS CORP (MCS)

Role
President and CEO, Director
Signature
/s/ Steven R. Barth, Attorney-in-Fact for Gregory S. Marcus
Issuer symbol
MCS
Transactions as of
01 Mar 2023
Transactions value $
$0
Form type
4
Filing time
03 Mar 2023, 13:33:57 UTC
Previous filing
28 Feb 2023
Next filing
10 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MCS Common Stock Award $0 +42.2K +28.39% $0.00 191K 01 Mar 2023 Direct F1
holding MCS Common Stock 75 01 Mar 2023 As custodian F2
holding MCS Common Stock 7.28K 01 Mar 2023 By 401(k) Plan F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding MCS Stock Option (right to buy) (granted 7/29/14) 49.5K 01 Mar 2023 Common Stock 49.5K $18.34 Direct F4
holding MCS Stock Option (right to buy) (granted 7/30/13) 57.5K 01 Mar 2023 Common Stock 57.5K $13.04 Direct F4
holding MCS Stock Option (right to buy) (granted 7/28/15) 44.1K 01 Mar 2023 Common Stock 44.1K $20.26 Direct F4
holding MCS Stock Option (right to buy) (granted 3/1/16) 28.5K 01 Mar 2023 Common Stock 28.5K $18.68 Direct F4
holding MCS Stock Option (right to buy) (granted 2/28/17) 40K 01 Mar 2023 Common Stock 40K $31.20 Direct F4
holding MCS Stock Option (right to buy) (granted 2/27/18) 75K 01 Mar 2023 Common Stock 75K $27.00 Direct F5
holding MCS Stock Option (right to buy) (granted 2/26/19) 70.2K 01 Mar 2023 Common Stock 70.2K $41.90 Direct F5
holding MCS Stock Option (right to buy) (granted 2/25/20) 121K 01 Mar 2023 Common Stock 121K $28.88 Direct F5
holding MCS Stock Option (right to buy) (granted 5/8/20) 80K 01 Mar 2023 Common Stock 80K $12.71 Direct F5
holding MCS Stock Option (right to buy)(granted 3/9/21) 137K 01 Mar 2023 Common Stock 137K $21.84 Direct F5
holding MCS Class B Common Stock 191K 01 Mar 2023 Common Stock 191K Direct F6, F7, F8
holding MCS Class B Common Stock 10.8K 01 Mar 2023 Common Stock 10.8K As custodian F6, F7, F8, F9
holding MCS Class B Common Stock 8.39K 01 Mar 2023 Common Stock 8.39K As trustee F6, F7, F8, F10
holding MCS Class B Common Stock 18.2K 01 Mar 2023 Common Stock 18.2K By spouse F6, F7, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock granted March 1, 2023 vests and becomes exercisable as follows: 50% after 2nd anniversary of date of grant and 100% after 4th anniversary of date of grant.
F2 As sole custodian of the Alexandra Marcus U/WI/UTMA.
F3 Balance reflects the most current data available with regard to the reporting person's holdings in the 401(k) Plan.
F4 The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.
F5 The options originally granted vest and become exercisable as follows: 50% after 2nd anniversary of the date of grant; 75% after 3rd anniversary; and 100% after 4 years.
F6 This security is convertible into common stock on a 1-for-1 basis at no cost.
F7 This security is immediately exercisable.
F8 No expiration date.
F9 As sole custodian of the Alexandra Marcus U/WI/UTMA, the Michael Marcus U/WI/UTMA, and the Samantha Marcus U/WI/UTMA.
F10 As trustee of the Gabriella Marcus Trust, the Daniella Marcus Trust and the Jessica Marcus Trust.